Xin Cao
曹昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Cao (曹昕), a licensed former licensee with CE reference BSZ762. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-19 | 2024-10-25 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-09-19 | 2024-10-25 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-19 | 2024-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.