Paul Antony Defries
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Antony Defries ( ), a licensed former licensee with CE reference ACA488. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | 2019-10-11 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-07 | 2019-10-11 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-07 | 2019-10-11 |