Lori Miller Heinel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lori Miller Heinel ( ), a licensed former licensee with CE reference BOA168. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-09 | 2019-12-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-22 | 2019-01-25 |