Xiaoqing Yuan
袁晓晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqing Yuan (袁晓晴), a licensed former licensee with CE reference BGN409. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-18 | 2017-10-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-11-18 | 2017-10-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2015-11-18 | 2017-10-13 |