David Alan Fraser Fletcher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Alan Fraser Fletcher ( ), a licensed former licensee with CE reference BOI772. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-21 | 2024-10-24 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-21 | 2024-10-24 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-16 | 2023-10-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-16 | 2023-10-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-16 | 2023-05-19 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-16 | 2023-05-19 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-13 | 2023-02-17 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-13 | 2023-02-17 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-29 | 2019-12-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-29 | 2019-12-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-12 | 2019-08-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-12 | 2019-08-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-20 | 2019-05-24 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-20 | 2019-05-24 |