Louis Hang Fai So
蘇恒輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Hang Fai So (蘇恒輝), a licensed former licensee with CE reference AFY701. This person has 8.7 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 - Asset management | 2017-09-04 | 2017-10-10 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-11 | 2017-08-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-11 | 2017-08-28 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-29 | 2013-09-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2008-01-29 | 2013-09-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2008-01-29 | 2013-09-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-22 | 2004-05-13 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-18 | 2004-05-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-03 | 2004-05-13 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-03 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-03 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-02 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-02 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-02 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louis Hang Fai So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.