Thomas James Leggett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Leggett ( ), a licensed former licensee with CE reference BMY085. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-15 | 2018-07-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-15 | 2018-07-13 |