Kim Hochfeld

CE No. BKV728 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Hochfeld (), a licensed former licensee with CE reference BKV728. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 1 — Dealing in securities 2023-05-15 2023-05-19
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 4 — Advising on securities 2023-05-15 2023-05-19
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2019-08-09 2019-08-14
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2019-02-18 2019-02-25
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2018-03-07 2018-03-09
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2017-09-11 2017-09-14

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