Charles Cheong Ping Kwok
郭昌平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Cheong Ping Kwok (郭昌平), a licensed former licensee with CE reference ACJ620. This person has 10.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-13 | 2019-01-21 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-13 | 2019-01-21 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-07-13 | 2019-01-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-25 | 2011-03-28 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-25 | 2011-03-28 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-09-25 | 2011-03-28 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2009-09-01 | 2011-03-28 |
| Capital International, Inc. | Rep | Type 9 - Asset management | 2006-07-07 | 2009-08-22 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-08 | 2006-06-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-08 | 2006-06-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-06-08 | 2006-06-16 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-05-17 | 2005-05-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Cheong Ping Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.