Michele Anne Barlow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michele Anne Barlow ( ), a licensed former licensee with CE reference AJE675. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2023-05-22 | 2025-05-28 |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2023-05-22 | 2025-05-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | 2025-05-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-08-30 | 2025-05-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2022-08-30 | 2025-05-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-29 | 2020-08-10 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-29 | 2022-08-30 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-05-29 | 2022-08-30 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-05-29 | 2022-08-30 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2014-04-22 | 2016-06-30 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2014-04-22 | 2016-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2016-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2014-04-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2014-04-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2003-10-22 | 2005-04-22 |