Agnes Wing Sum Ng
吳詠芯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Wing Sum Ng (吳詠芯), a licensed former licensee with CE reference AGK088. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2005-06-28 | 2008-10-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-14 | 2005-03-14 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-04 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-03 |