Oscar Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Chow ( ), a licensed former licensee with CE reference AWP108. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2021-04-23 | 2023-07-04 |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2018-09-27 | 2020-08-03 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2015-06-22 | 2018-07-25 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-05 | 2015-05-30 |