Roderik Cornelis van der Graaf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderik Cornelis van der Graaf ( ), a licensed former licensee with CE reference APV504. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASPIRE Multi-Family Office Limited | RO | Type 9 — Asset management | 2016-11-08 | 2018-03-29 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-10 | 2014-10-31 |
| Beyond Hong Kong Limited |
RO | Type 9 — Asset management | 2011-12-23 | 2013-01-02 |
| All Options Asia Limited |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2010-08-31 |
| All Options Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2010-08-31 |
| All Options Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-04-26 | 2010-08-31 |
| All Options Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-04-26 | 2010-08-31 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2008-09-02 | 2009-05-14 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-15 | 2008-07-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-15 | 2008-07-01 |