Ivan Kwok Lueng Cheng
鄭國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Kwok Lueng Cheng (鄭國良), CE reference AGZ747. Currently licensed at 1 firm(s): SAIL Advisors Limited. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2024-02-16 | present |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2024-02-16 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-08 | 2024-01-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-08 | 2024-01-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-08 | 2024-01-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-07 | 2022-09-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-07 | 2022-09-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-07 | 2022-09-08 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-02 | 2019-02-28 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-02 | 2019-02-28 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2017-07-31 | 2019-02-28 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-13 | 2018-08-02 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-10-13 | 2018-08-02 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-09 | 2016-10-13 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-09 | 2016-10-13 |
| Philippa Huckle Group Limited, The | RO | Type 9 — Asset management | 2013-12-20 | 2016-08-06 |
| Philippa Huckle Group Limited, The | Rep | Type 1 — Dealing in securities | 2013-11-21 | 2016-08-06 |
| Philippa Huckle Group Limited, The | Rep | Type 4 — Advising on securities | 2013-11-21 | 2016-08-06 |
| Philippa Huckle Group Limited, The | Rep | Type 9 — Asset management | 2013-11-21 | 2013-12-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-28 | 2013-10-16 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-28 | 2013-10-16 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2012-05-28 | 2013-10-16 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-14 | 2012-02-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-09-14 | 2012-02-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2011-09-14 | 2012-02-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2011-09-14 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-30 | 2011-09-14 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-04-30 | 2011-09-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-20 | 2009-06-03 |
| LIM Advisors Limited | Rep | Type 4 — Advising on securities | present | 2005-10-25 |
| LIM Advisors Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-10-25 |
| LIM Advisors Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-03 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | present | 2005-10-25 |