Shuai Sun
孫帥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuai Sun (孫帥), a licensed former licensee with CE reference BFS276. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 1 — Dealing in securities | 2021-06-01 | 2021-10-29 |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2021-06-01 | 2021-10-29 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2021-03-15 | 2021-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-07 | 2019-08-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-07 | 2019-08-16 |