Germaine Wai See Tai
戴慧詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Germaine Wai See Tai (戴慧詩), a licensed former licensee with CE reference AMC821. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-23 | 2023-07-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-13 | 2012-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-05 | 2010-11-02 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-11-23 | 2010-11-02 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2005-06-14 | 2007-06-29 |