Germaine Wai See Tai
戴慧詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Germaine Wai See Tai (戴慧詩), a licensed former licensee with CE reference AMC821. This person has 8.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-23 | 2023-07-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-13 | 2012-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-05 | 2010-11-02 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-11-23 | 2010-11-02 |
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2005-06-14 | 2007-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Germaine Wai See Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.