Linda Xin Xin Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linda Xin Xin Cai ( ), a licensed former licensee with CE reference ANQ641. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2012-07-10 | 2014-07-21 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-02 | 2012-05-31 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 9 — Asset management | 2009-11-02 | 2012-05-31 |
| Perry Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2007-10-05 | 2009-06-30 |
| Perry Capital (Asia) Limited | Rep | Type 9 — Asset management | 2007-10-05 | 2009-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-07-28 | 2007-07-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-28 | 2007-07-21 |