Yat Chun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Chun Lee (李日進), a licensed Representative with CE reference BFX980. Currently licensed at 1 firm(s): CCB International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-22 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-22 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-09-22 | present |
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-19 | 2024-09-19 |
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 9 - Asset management | 2018-11-19 | 2024-09-19 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-16 | 2018-10-18 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-16 | 2018-10-18 |
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2015-08-05 | 2016-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Chun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.