Oscar Hoyin Wan
溫浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Hoyin Wan (溫浩然), a licensed former licensee with CE reference ANM161. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2023-07-20 | 2024-05-02 |
| North Rock Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2023-01-18 | 2024-05-02 |
| Aspoon Capital Limited 一瓢資本有限公司 |
RO | Type 9 — Asset management | 2021-03-26 | 2022-05-27 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 9 — Asset management | 2020-01-09 | 2020-08-31 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-04 | 2020-01-09 |
| Architech Capital Management Limited 科建資本管理有限公司 |
RO | Type 9 — Asset management | 2016-09-08 | 2019-07-31 |
| LIM Advisors Limited | RO | Type 9 — Asset management | 2011-02-21 | 2015-04-30 |