Pak Yung Hung
洪柏榕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Yung Hung (洪柏榕), CE reference AZC682. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-03 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-06-03 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-09 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-09 | present |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-10 | 2024-02-19 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-11-10 | 2024-02-19 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-22 | 2022-11-10 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-01-22 | 2022-11-10 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-21 | 2017-08-14 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-21 | 2017-08-14 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-14 | 2015-12-09 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-14 | 2015-12-09 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2012-03-06 | 2013-01-12 |