Toby Douglas Bartlett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toby Douglas Bartlett ( ), a licensed former licensee with CE reference ATE545. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | RO | Type 9 — Asset management | 2015-10-07 | 2018-01-03 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2015-08-21 | 2015-10-07 |
| Bradbury Asset Management (Hong Kong) Limited 源盛資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2012-08-31 | 2015-08-18 |
| AM Squared Limited | Rep | Type 9 — Asset management | 2009-06-23 | 2011-12-06 |