Wai Ching Kong
江慧貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Kong (江慧貞), a licensed former licensee with CE reference ACR770. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wakestar Advisors Limited 基閾顧問有限公司 |
RO | Type 9 — Asset management | 2010-12-15 | 2017-06-30 |
| LIM Advisors Limited | RO | Type 9 — Asset management | 2006-07-25 | 2010-07-09 |
| LIM Advisors Limited | Rep | Type 4 — Advising on securities | 2005-02-17 | 2006-08-14 |
| LIM Advisors Limited | Rep | Type 5 — Advising on futures contracts | 2005-02-17 | 2006-08-14 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2003-11-17 | 2006-07-25 |