Joyce Sum Yin Ng
伍心妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Sum Yin Ng (伍心妍), a licensed former licensee with CE reference AGG972. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-12-21 | 2017-10-10 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 9 — Asset management | 2012-12-21 | 2017-10-10 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-06 | 2012-12-21 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-06 | 2012-12-21 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2006-06-05 | 2012-05-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-29 |