Joyce Sum Yin Ng
伍心妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Sum Yin Ng (伍心妍), a licensed former licensee with CE reference AGG972. This person has 11.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-12-21 | 2017-10-10 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
RO | Type 9 - Asset management | 2012-12-21 | 2017-10-10 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-06 | 2012-12-21 |
| Qingchi Asset Management Limited 青熾資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-11-06 | 2012-12-21 |
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2006-06-05 | 2012-05-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joyce Sum Yin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.