Alexander Charles Vaulkhard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Charles Vaulkhard ( ), a licensed former licensee with CE reference BUC343. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-09 | 2023-10-13 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-09 | 2023-10-13 |