Calista Wuen Nee Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calista Wuen Nee Lee, a licensed former licensee with CE reference AWT374. This person has 7.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-06 | 2021-10-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-06 | 2021-10-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-01-06 | 2021-10-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-01-06 | 2021-10-31 |
| Chuo Mitsui Investments Hong Kong Limited 中央三井(香港)投資有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-07 | 2011-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Calista Wuen Nee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.