Calista Wuen Nee Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calista Wuen Nee Lee ( ), a licensed former licensee with CE reference AWT374. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-06 | 2021-10-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-06 | 2021-10-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-01-06 | 2021-10-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-01-06 | 2021-10-31 |
| Chuo Mitsui Investments Hong Kong Limited 中央三井(香港)投資有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-07 | 2011-10-28 |