Michael James Downes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Downes ( ), a licensed former licensee with CE reference BDF595. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-14 | 2020-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-14 | 2020-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-08-14 | 2020-03-31 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2014-04-30 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2014-04-30 | 2017-09-22 |