Nicola Ying Xi Lai
賴穎熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicola Ying Xi Lai (賴穎熙), CE reference ALY576. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-06 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-07-06 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-19 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-01-19 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-22 | 2011-01-15 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2008-10-16 | 2011-01-15 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-06-02 | 2008-09-18 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2007-11-01 | 2008-08-15 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-02-21 | 2007-10-31 |