Baiding Rong
榮白丁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baiding Rong (榮白丁), CE reference AUJ708. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-09-30 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-18 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-07 | 2016-08-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-06-22 | 2013-10-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-06-22 | 2013-10-29 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2009-12-22 | 2011-04-12 |