Vivian Pui Kuen Shiu
邵佩娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Pui Kuen Shiu (邵佩娟), CE reference AQI992. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-30 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-30 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-08 | 2011-01-29 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-08 | 2011-01-29 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-09-08 | 2011-01-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-01-25 | 2010-09-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-01-25 | 2010-09-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-01-25 | 2010-09-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-01-25 | 2010-09-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-01-25 | 2010-09-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-01-25 | 2010-09-01 |