Duncan Jeffrey Robertson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan Jeffrey Robertson, a licensed former licensee with CE reference AZM022. This person has 4.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2019-09-10 | 2024-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Duncan Jeffrey Robertson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.