Duncan Jeffrey Robertson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan Jeffrey Robertson ( ), a licensed former licensee with CE reference AZM022. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-09-10 | 2024-03-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2019-09-10 | 2024-03-12 |