Joo Yeow Gerry Ng
黃祖耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joo Yeow Gerry Ng (黃祖耀), a licensed former licensee with CE reference ACC976. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-20 | 2019-12-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-01-20 | 2019-12-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-01-20 | 2019-12-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-07 | 2005-01-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-07 | 2005-01-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-12-07 | 2005-01-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-04-16 | 2004-11-22 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-12-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | present | 2004-12-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-22 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | present | 2004-12-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-12-01 |