Adam Michael Schauer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Michael Schauer ( ), a licensed former licensee with CE reference BOH519. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-26 | 2019-07-26 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-26 | 2019-07-26 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-10 | 2019-05-17 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-10 | 2019-05-17 |