Shezhi Lu
盧舍之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shezhi Lu (盧舍之), a licensed former licensee with CE reference BEW113. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2021-04-09 | 2022-08-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-21 | 2022-08-12 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-20 | 2016-10-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-20 | 2016-10-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2015-01-20 | 2016-10-01 |