Laura Ying Luo
羅瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laura Ying Luo (羅瑩), a licensed former licensee with CE reference ADJ631. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GL China Equity HK Management Limited | RO | Type 4 — Advising on securities | 2022-08-17 | 2025-06-30 |
| GL China Equity HK Management Limited | RO | Type 9 — Asset management | 2022-08-17 | 2025-06-30 |
| GL China Equity HK Management Limited | Rep | Type 4 — Advising on securities | 2020-05-07 | 2022-08-17 |
| GL China Equity HK Management Limited | Rep | Type 9 — Asset management | 2020-05-07 | 2022-08-17 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-02-28 | 2019-09-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2018-02-28 | 2019-09-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-12 | 2019-09-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-12 | 2018-02-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-09-12 | 2019-09-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-09-12 | 2018-02-28 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2013-07-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-02 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2013-07-25 |