Hoi Kay Kate Lam
林凱琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Kay Kate Lam (林凱琪), a licensed former licensee with CE reference BHX731. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-26 | 2026-06-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-30 | 2018-05-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-05 | 2018-05-16 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-05 | 2018-05-16 |