Hoi Kay Kate Lam
林凱琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Kay Kate Lam (林凱琪), CE reference BHX731. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-26 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-30 | 2018-05-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-05 | 2018-05-16 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-05 | 2018-05-16 |