Ka Ning Chan
陳加寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ning Chan (陳加寧), a licensed former licensee with CE reference BAL217. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-20 | 2019-11-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-07-20 | 2019-11-12 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-03 | 2017-07-05 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-12-03 | 2017-07-05 |