Pok Man Liu
廖博民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pok Man Liu (廖博民), a licensed former licensee with CE reference BLL172. This person has 1.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-07 | 2019-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pok Man Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.