Seiji Sugiura
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seiji Sugiura ( ), a licensed former licensee with CE reference ALN453. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-15 | 2018-06-21 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2017-04-22 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-25 | 2016-07-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-16 | 2014-03-03 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-08 | 2012-10-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2004-12-06 | 2005-11-12 |