Michael James Cooney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Cooney, a licensed former licensee with CE reference AJD244. This person has 11.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RO | Type 2 - Dealing in futures contracts | 2012-11-12 | 2015-08-31 |
| Qantex Capital Markets Limited | RO | Type 1 - Dealing in securities | 2012-06-08 | 2015-08-31 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-04 | 2012-11-12 |
| Vantage Capital Markets HK Limited | RO | Type 1 - Dealing in securities | 2010-02-09 | 2011-03-30 |
| Vantage Capital Markets HK Limited | RO | Type 2 - Dealing in futures contracts | 2010-02-09 | 2011-03-30 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2009-01-05 | 2010-02-09 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2009-01-05 | 2010-02-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-11-22 | 2008-12-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-11-22 | 2008-12-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2006-11-22 | 2008-12-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-16 | 2008-12-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2006-11-16 | 2008-12-08 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2006-03-03 | 2006-10-31 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-09-07 | 2005-11-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-27 | 2006-01-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2003-09-11 | 2006-01-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael James Cooney during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.