Che Wah Lau
劉志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Che Wah Lau (劉志華), a licensed former licensee with CE reference AAB300. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-13 | 2023-05-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-17 | 2023-02-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2023-02-17 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-27 | 2007-09-29 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-09-27 | 2005-11-14 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-26 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 4 — Advising on securities | present | 2005-09-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 — Advising on securities | present | 2005-09-26 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-15 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-09-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-09-26 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 9 — Asset management | present | 2004-09-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 9 — Asset management | present | 2004-09-15 |