Chun Hou Lau
劉俊厚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Hou Lau (劉俊厚), a licensed former licensee with CE reference AAE282. This person has 11.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-22 | 2015-03-19 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-12 | 2013-03-22 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-06 | 2012-08-30 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-07-11 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-14 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Hou Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.