Jonathan Garrick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Garrick, CE reference AGM460. Currently licensed at 1 firm(s): Chocolate Asset Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-30 | present |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2023-10-10 | 2023-10-13 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-11 | 2022-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-30 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-07-30 | 2008-11-19 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-17 | 2008-05-30 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-12-08 | 2005-11-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-10 |