Raymond Man Fai Li
李文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Man Fai Li (李文輝), a licensed former licensee with CE reference ADT897. This person has 14.7 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-02 | 2025-12-01 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-07-02 | 2025-12-01 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-29 | 2019-12-12 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-03-14 | 2019-12-12 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-09 | 2017-03-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-11 | 2014-11-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2011-06-14 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-14 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-14 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-01-18 | 2011-06-14 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-25 | 2011-06-14 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2004-09-03 | 2006-04-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-07-30 | 2004-09-03 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-04-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-29 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-29 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-04-10 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 9 - Asset management | Pre-2003 | 2003-08-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Man Fai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.