Carmen Wai Ching Choi
蔡慧貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Wai Ching Choi (蔡慧貞), a licensed former licensee with CE reference AMK228. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-08 | 2014-06-21 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 — Asset management | 2013-08-08 | 2014-06-21 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-08-29 | 2005-11-12 |