Michael Sheh Chung Wong
王錫聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Sheh Chung Wong (王錫聰), a licensed former licensee with CE reference AFY781. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China DIFI Securities Limited 中國數字金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-04 | 2021-04-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-31 | 2012-06-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-27 | 2007-07-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-27 | 2012-06-08 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-04-12 | 2005-11-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-20 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2003-12-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-12-16 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-12-16 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-16 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-16 |