Anthony Sai Yin Yu
余世賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Sai Yin Yu (余世賢), a licensed former licensee with CE reference ACM394. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-06 | 2013-08-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-06 | 2011-10-08 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-06 | 2011-10-08 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2007-10-27 | 2010-04-09 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2007-08-22 | 2010-04-09 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-04-12 | 2005-11-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-11 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2003-12-09 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-09 |