Hon Fai Cheng
鄭漢輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Fai Cheng (鄭漢輝), a licensed former licensee with CE reference ADL038. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-31 | 2025-08-08 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-31 | 2025-08-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-16 | 2021-03-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-16 | 2021-03-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-01 | 2020-02-28 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-01 | 2020-02-28 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-01 | 2020-02-28 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-04-01 | 2020-02-28 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2007-08-13 | 2012-03-23 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-11-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2013-12-17 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | present | 2012-03-23 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | present | 2003-08-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2004-01-19 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 9 — Asset management | present | 2003-08-29 |