Craig Anthony Robertson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Anthony Robertson ( ), a licensed former licensee with CE reference AEP696. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2016-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-02-03 | 2016-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-02-03 | 2016-03-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-11 | 2010-09-06 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-03 | 2009-09-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2009-08-03 | 2009-09-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2009-08-03 | 2009-09-01 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | 2007-04-20 | 2009-08-03 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2004-09-03 | 2009-08-03 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-30 | 2004-09-03 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-29 | 2009-09-01 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-11-14 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-29 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-29 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 — Dealing in futures contracts | present | 2009-08-03 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | present | 2003-08-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-08-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 9 — Asset management | present | 2003-08-29 |