Del John Ricks

CE No. AMC374 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Del John Ricks, a licensed former licensee with CE reference AMC374. This person has 0.4 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
HSBC Securities (Asia) Limited Rep Type 1 - Dealing in securities 2005-06-13 2005-11-14

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Del John Ricks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jonathan Garrick HSBC Securities (Asia) Limited 2005
Kwok Wing Leung HSBC Securities (Asia) Limited 2005
Mihir Vinod Doshi HSBC Securities (Asia) Limited 2005
Rakesh Patel HSBC Securities (Asia) Limited 2005
Hyun Ho Kim HSBC Securities (Asia) Limited 2005
Ariane Marie Barker HSBC Securities (Asia) Limited 2005
Russell William Beattie HSBC Securities (Asia) Limited 2005
Vivinne Cheng HSBC Securities (Asia) Limited 2005
Michael James Cooney HSBC Securities (Asia) Limited 2005
Chao-Kung Chang HSBC Securities (Asia) Limited 2005
Jonathan Stiles Hancock HSBC Securities (Asia) Limited 2005
Anish Puspasen Jhaveri HSBC Securities (Asia) Limited 2005
Man Fai Ngai HSBC Securities (Asia) Limited 2005
Fei Fei Shum HSBC Securities (Asia) Limited 2005
Leland Marion Rhee Timblick HSBC Securities (Asia) Limited 2005
Mark Stephen Yetman HSBC Securities (Asia) Limited 2005
Lee Leng Chua HSBC Securities (Asia) Limited 2005
Richard Jeremy Barton HSBC Securities (Asia) Limited 2005
Jeremy Robin Markwick Smith HSBC Securities (Asia) Limited 2005
Lee Peter Wallace HSBC Securities (Asia) Limited 2005
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