Man Fai Ngai
倪文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai Ngai (倪文輝), CE reference AEE761. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-15 | 2021-05-04 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2020-09-15 | 2021-05-04 |
| Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-18 | 2019-02-28 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-12-21 | 2018-10-15 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-07 | 2018-10-15 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-07 | 2017-12-21 |
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-07 | 2018-10-15 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-22 | 2015-04-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2008-03-27 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2008-03-18 | 2012-03-23 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-19 | 2007-11-08 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-06-17 | 2005-11-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-17 | 2006-03-31 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2004-06-17 | 2006-03-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-09 |